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Cboe Global Markets

Cboe Equities Exchanges Disciplinary Actions

No.: 20120310864-06
May 8, 2015
Notice of Acceptance of Letter of Acceptance, Waiver and Consent No. 20120310864-06, Stock USA Execution Services, Inc.
No.: 20140412839
January 28, 2015
Notice of Acceptance of Letter of Acceptance, Waiver and Consent No. 20140412839, Kershner Securities, LLC
No.: 20100231838
January 15, 2015
Notice of Acceptance of Letter of Acceptance, Waiver and Consent No. 20100231838, Lime Brokerage LLC