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Cboe Global Markets

Cboe Equities Exchanges Disciplinary Actions

No. 20130358242-03
September 18, 2015
Notice of Acceptance of Letter of Acceptance, Waiver and Consent No. 20130358242-03, National Financial Services LLC
No.: 20120310864-07
May 8, 2015
Notice of Acceptance of Letter of Acceptance, Waiver and Consent No. 20120310864-07, Stock USA Execution Services, Inc.
No.: 20100238966
January 5, 2015
Notice of Acceptance, Waiver, and Consent No. 20100238966, Instinet, LLC