Cboe Options Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

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SR-BATS-2015-95: October 23, 2015; BATS Exchange, Inc. proposes a rule change to Rule 14.11, Managed Fund Shares, to list and trade shares of the SPDR DoubleLine Short Term Total Return Tactical ETF of the SSgA Active Trust.
SR-BATS-2015-94: October 23, 2015; BATS Exchange, Inc. proposes a rule change to Rule 14.11, Managed Fund Shares, to list and trade shares of the SPDR DoubleLine Emerging Markets Fixed Income ETF of the SSgA Active Trust.
SR-BATS-2015-69: September 1, 2015; BATS Exchange, Inc. proposes a Rule Change to amend Rules 1.5(r), 11.1(a), 11.23, 14.6, 14.11, and 14.12 and adopt Rule 11.1(a)(1)
SR-BATS-2015-57-Amendment-No-1: August 11, 2015; Amendment to SR-BATS-2015-57
SR-BATS-2015-57: July 30, 2015; BATS Exchange, Inc. proposes to adopt new Rule 8.17 to provide a process for an expedited suspension proceeding and Rule 12.15 to prohibit Layering and Spoofing.
SR-BATS-2015-56 Amendment No. 2: September 4, 2015; Second amendment to SR-BATS-2015-56.
SR-BATS-2015-56 Amendment No. 1: August 19, 2015; Amendment to SR-BATS-2015-56.
SR-BATS-2015-56: July 30, 2015; BATS Exchange, Inc. proposes to list and trade shares of the ProShares Managed Futures Strategy ETF of the ProShares Trust under BATS Rule 14.11

Approved and Immediately Effective Rule Changes

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Test 2: August 5, 2016; Test 2