Membership

Support documentation for the Cboe Options Exchanges (BZX, Cboe, C2, and EDGX) is available below. Contact Membership Services at 913.815.7002 or 312.786.7449 or by email to [email protected] with any questions.

Market Maker Documents

• BZX EDGX Options Market Maker Registration Application
• Cboe LMM Incentive Program Application
• On-Floor LMM Appointment Application
• Off-Floor LMM Program Appointment Application
• Off-Floor DPM Appointment Application

Clearing Documents

• BZX Options Member Letter of Guarantee
• BZX Options Self Clearing Member Letter of Guarantee
• Cboe TPH Organization Letter of Guarantee
• Cboe Self Clearing TPH Letter of Guarantee
• Cboe FLEX Options Application
• Cboe Individual TPH Letter of Guarantee
• Cboe GTH Organization Letter of Guarantee
• Cboe GTH Self Clearing Letter of Guarantee
• C2 Trading Permit Holder Letter of Guarantee
• C2 Clearing Participant Letter of Guarantee
• EDGX Options Member Letter of Guarantee
• EDGX Options Self Clearing Member Letter of Guarantee
• Registration of OCC Clearing Numbers for ORF
• Clearing Change Request Form

Give Up Notification Forms

• TPH Member Notification of Designated Give Up
• Cboe Addendum to Designated Give Ups – Routing Form
• Clearing TPH Member Designated Give Up Contact Form
• Clearing TPH_Member Restriction Form
• Restricted OCC Numbers

Approved Jurisdiction Forms

• Cboe Approved Jurisdictions

• Cboe Supplemental Application form - Australian TPH
• Cboe Supplemental Application Form - Brazilian TPH
• Cboe Supplemental Application Form - Czech Republic TPH
• Cboe Supplemental Application Form - France TPH
• Cboe Supplemental Application Form – GIFT City TPH
• Cboe Supplemental Application Form – Hong Kong TPH
• Cboe Supplemental Application Form – Israeli TPH
• Cboe Supplemental Application Form – Korean TPH
• Cboe Supplemental Application Form – Mauritius TPH
• Cboe Supplemental Application Form - Singapore TPH
• Cboe Supplemental Application form – Taiwanese TPH

Other Membership Documents

• BZX EDGX User Agreement Addendum to Permit Volume Attribution
• BZX EDGX Volume Aggregation and Volume Details Request
• Cboe Application of Nominee to Act as Independent Market Maker or Independent Floor Broker
• Cboe Appointed Affiliate Form for AVP
• Cboe Badge Agreement
• Cboe Compression Service Access Form
• Cboe GTH Agent Subsidy Registration Form
• Cboe Individual Consent to Jurisdiction
• Cboe Notification of OCC Account Information
• Cboe Order Service Firm Application and Guarantee
• Cboe Organization Consent to Jurisdiction
• Cboe Registration of Originating Clearing Firms for SCORe
• Cboe TPH Activation / Termination Form
• Cboe TPH Organization Application to Transact Business with the Public
• Cboe Trading Permit Request Form
• Cboe TPH Modification Form
• Cboe Volume Aggregation for Affiliated Trading Permit Holders
• C2 Individual Consent to Jurisdiction
• C2 Organization Consent to Jurisdiction
• C2 TPH Activation / Termination Form
• C2 TPH Organization Application to Transact Business with the Public
• C2 TPH Modification Form
• Electronic Stock-Option Execution Registration Form
• Account Administrator Request Form
• FINRA Membership Affirmation
• BZX_EDGX Membership Termination Form

Sponsored Access Documents

• Cboe Sponsored User Agreement
• C2 Sponsored User Agreement

Connectivity Documents

• Service Bureau Application and Agreements
• Service Bureau Agreement
• Connectivity Services Agreement
• Extranet Addendum to the Connectivity Services Agreement